Program Overview›Maturity & Assessment›Gap Assessment
d1 · Maturity & Assessment · Self-Assessment Pipeline

PPSI Compliance Gap Assessment

Select your process and control readiness level for each of the 11 ICA Layers. Your gap profile, residual risk ratings, and maturity score generate in real time. Residual Risk = Inherent Risk × (1 − Control Operating Effectiveness). Complete all 11 to unlock Multi-Regulator Examination results.

Business Process → Control Design → Operating Effectiveness → Evidence Residual Risk = Inherent × (1 − Control Effectiveness) PCAOB AS 2201 · FFIEC · COSO 2013 · Basel RCSA No data stored · Browser session only
How to use: For each ICA Layer, select the statement that best describes your current state — starting from whether the business process exists, then whether a control is designed, operating, and independently tested. Hover any card to see the regulatory reference. Residual risk updates automatically as you select each layer.
// Compliance Maturity Profile
// Assessment Summary
0
of 11 assessed
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maturity score
0
critical gaps
0
total gaps
Level Distribution
L1
0
L2
0
L3
0
L4
0
Residual Risk by Layer
LayerInherentLevelResidual
Residual Risk = Inherent Risk × (1 − Control Effectiveness)
L1=0% · L2=30% · L3=65% · L4=90%
Priority Gaps
Select layers to see priority gaps